Internal Control Analyst

The Internal Control Analyst will play a key role in strengthening the organization’s internal control framework. The role involves proactively identifying risks, testing controls, enhancing compliance, and ensuring operational efficiency through process automation, data analytics, and best-in-class internal control practices.

JOB DUTIES & RESPONSIBILITIES

Internal Control & Risk Assessment

Perform internal control testing to assess effectiveness and recommend corrective actions where needed.
Develop preventive, detective, and corrective control mechanisms across financial, operational, and IT processes.
Conduct risk-based evaluations of internal controls over financial reporting, operations, and compliance to identify vulnerabilities and recommend improvements.
Conduct process reviews and re-engineer workflows to improve efficiency and reduce control failures.
Monitor key risk indicators (KRIs) to detect emerging control risks and ensure timely mitigation
Leverage data analytics tools (Power BI, Excel, Python, etc.) for automated control testing and fraud detection.
Identify and automate manual processes to reduce inefficiencies and control lapses.

Regulatory Compliance & Risk Mitigation

Monitor adherence to SEC, AML/CFT, IFRS guidelines and other financial regulations applicable to the company.
Identify control gaps that may expose the company to regulatory penalties.
Update control frameworks in response to regulatory changes and emerging risks.
Support the development of Anti-Money Laundering (AML) and fraud prevention controls.

Audit Support

Assist in coordinating internal audits and external audit engagements.
Ensure timely closure of audit findings and continuous monitoring of remediated risks.
Maintain comprehensive documentation of internal control frameworks, risk assessments, and compliance procedures.
Track and report control deficiencies, remediation efforts, and progress updates to management.

Reporting & Communication

Prepare detailed internal control reports for management, summarizing control issues, risk exposure, and recommendations.
Facilitate internal control awareness training to promote compliance and a strong risk culture.
Serve as a liaison between Risk Management, Legal & Compliance, and Finance to ensure effective controls.

COMPETENCY REQUIREMENTS

Financial Control & Risk Management – Strong ability to design and evaluate control measures.
Regulatory Compliance & Governance – Deep knowledge of SEC, and AML/CFT guidelines.
Data Analytics & Automation – Familiarity with Power BI, SQL, and Excel for internal control reviews.
Internal Audit & Forensic Review – Strong investigative mindset for fraud risk detection.
Analytical & Problem-Solving Skills – Ability to break down complex risk issues.
Communication & Reporting – Ability to prepare high-quality risk reports for senior management.
Collaboration & Stakeholder Management – Strong communication skills to influence stakeholders and build trust.

EDUCATIONAL & PROFESSIONAL QUALIFICATION

Bachelor’s degree in accounting, Finance, Economics, or related field.
Professional Certifications: ACA, ACCA, CIA or CISA preferred
Knowledge of internal control frameworks (e.g., COSO, Basel II/III, ICFR, ISO 31000)
Strong understanding of SEC, IFRS, AML/CFT, and data privacy laws applicable to financial services.
Hands-on experience with risk assessments, control testing, and regulatory compliance reviews.
3–4 years of experience in Internal Control, Risk Management or Compliance within financial services, with exposure to IT controls

Opportunities for Career Growth

MBO Capital prioritizes continuous learning and development, providing a wide array of customized programs and mentorship opportunities. We aim to hire the smartest of the smart.

Internal Control Analyst

JOB DUTIES & RESPONSIBILITIES

COMPETENCY REQUIREMENTS

EDUCATIONAL & PROFESSIONAL QUALIFICATION

Opportunities for Career Growth

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